Engaige Compliance

Reputational risk for non-compliance is significant, along with hefty non-compliance fines. Compliance events can occur at any time and from multiple sources of origination. These include : Internal audit findings Employee or customer queries Regulation changes or Horizon Events Risks that materialise into issues External factors such as macroeconomic or peer events, and more.

Effectively managing these events is often the biggest challenge facing large organisations. Managing a compliance event in a timely and effective manner requires an organisation to be well-connected and organised, as meaningful data from multiple sources is needed on a timely basis. The data has to be accurate and reliable, which is a huge challenge for multi-national organisations.

Large organisations can be overwhelmed by the sea of data accompanying Compliance. They need an intelligent way of surfacing this data without fundamental re-platforming or the migrating of complex structures. Achieving this goal is a moving target because the Compliance landscape is constantly evolving and requires rapid change without heavy reliance on multiple technologies, skillsets and teams.

Dynamic form submission with rules-based configuration to reduce repetitive queries and workload on Compliance teams. Intelligent Case Management capability uses low code re-usable components with flexible UI, including intelligent and automatic work assignment and operational capacity analytics. Appian Data Fabric allows multiple data sources to surface, supporting a single view of a Compliance event by combining meaningful data from across the organisation ‘in real-time and one place’. Extensive audit logging capability provides a running event history from the origination of an event, such as who did what, when and why. Automated reporting and custom query capabilities on any event. Operational and strategic data analytics are derived from a powerful combination of Appian’s Data Fabric and automated workflow orchestration Generative/Conversational AI assists compliance specialists in answering queries more efficiently and accurately using AI to query the data within the Appian orchestration layer.